Self Assessment
Whether or not there is a scheduled audit, each department or business unit administrator should periodically assess the internal control environment of their area of responsibility. A list is provided below of some of the major areas that should be reviewed, with links to leading questions relating to those areas and references to the source of the relevant legislation or University policy, where appropriate.
The following listing is not intended to be a complete list of everything to be considered, but rather a very basic guide to the more common internal control concerns. It can be used as a starting point to assess areas of responsibility and gives an indication of some of the issues that may be examined during an audit.
Click on the links below to complete a control self-assessment on any of the business processes:
If you have any questions relating to internal control issues, or would like to discuss any issue with us, please email our Helpline or call 405-325-3411.
